Talk:United States securities regulation

Wiki Education Foundation-supported course assignment
This article was the subject of a Wiki Education Foundation-supported course assignment, between 19 October 2020 and 18 December 2020. Further details are available on the course page. Student editor(s): Dbouwers, Empappas.

Above undated message substituted from Template:Dashboard.wikiedu.org assignment by PrimeBOT (talk) 12:04, 17 January 2022 (UTC)

Untitled
How does securities regulation in the US get to be low-importance, given that the lack of any effective US securities regulation seems to be a major part of what devastated the entire world economy over the past couple years? And does the SEC actually legislate, or does it only rubber-stamp legislation passed by SROs such as FINRA? --Dan Wylie-Sears 2 (talk) 15:59, 14 May 2010 (UTC)

Understanding Securities Law
Looks like this article hasn't really changed much since my last substantive improvements. I was reading Marc Steinberg's Understanding Securities Law (2014) this morning - it would be a good source for the basics such as the Howey test as well as the details .... II | (t - c) 15:10, 2 November 2016 (UTC)

New scholarly article on state securities regulation
In case it's of interest to the editors of this page, I'm the author of an article on securities regulation by the states, a topic that is not often covered but remains a very active area on the ground. States, for example, bring more securities enforcement actions than the SEC does. The article, State Securities Enforcement is forthcoming in the BYU Law Review and is available here: https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3790750.

--171.66.13.22 (talk) 16:58, 7 June 2021 (UTC)