User:BillandGrace/Books/Securities

Securities

 * Exemptions from Registration
 * Regulation D (SEC)


 * Securities Act of 1933 & following Acts
 * Securities Act of 1933
 * Securities Exchange Act of 1934
 * Trust Indenture Act of 1939
 * Investment Company Act of 1940
 * Investment Advisers Act of 1940


 * The SEC
 * U.S. Securities and Exchange Commission