User:Computer Cowboy/Sandbox

(Kurt Novey)

Kurt Novey was born and Raised in Glastonbury, Connecticut. He attended the University of South Florida from 1982 to 1986 where he earned a Bachelor of Arts in Finance.

Upon graduating from the University of South Florida, he became a series 7-registered Stock Broker in 1987(immediately after graduation). He has held various positions in the financial field, including but not limited to assistant branch manager, branch manager, regional vice president, national sales manager overseeing 250 brokers, and compliance director.

Kurt currently holds along with his series 7 (registered representative) a Series 63 (blue sky) and Series 24 (Registered principal). He is registered to transact securities business in 22 states. He also holds ‘Life, Accident, Health and HMO’ insurance license and is registered to do business in various states. He has 19 + years in asset allocation, retirement planning and asset preservation.

Kurt owns his own agency in Addison, on Beltline between Midway and Marsh (in the Wells Fargo Building). Kurt knows that each investor is unique, and that no single investment is right for everyone. He believes it is essential to have every available investment and estate-planning tool at his disposal in order to benefit his client. Kurt is qualified and licensed to utilize virtually every investment vehicle including Stock’s, Bond’s, Mutual Funds, Annuities as well as Life Insurance.

A S S O C I A T I O N S

National Ethics Bureau (NEB)

National Association of Securities Dealers (FINRA)

Municipal Securities Rulemaking Board (MSRB)

Securities Investor Protection Corporation (SIPC)

Foundation for Personal Financial Education (FPFE)

A 503(c) Non Profit Educational Organization

Retrieved from Foundation for Personal Financial Education Website January 28, 2009

Retrieved from National Ethics Bureau Website January 28, 2009

http://www.fpfenonprofit.org/tx.asp

http://www.ethicscheck.com/consumers/pro_profile_sql_vp.pmf?id=7616

http://www.secinfo.com/dVC52.21a.htm

http://shareholder.api.edgar-online.com/efx_dll/edgarpro.dll?FetchFilingXLS1?sessionid=foGtW89jk-u-6u4&ID=2243403

http://sec.edgar-online.com/us-energy-corp/s-1a-securities-registration-statement/2004/06/04/section13.aspx

http://www.veromi.com/Kurt-Novey.aspx - 26k

http://www.dfwretirementandwealthmanagementspecialists.com

http://www.dfwretirement.com

http://www.KurtNovey.com

http://sec.edgar-online.com/2000/03/28/17/0001021890-00-000101/Section15.asp

http://www.window.state.tx.us/filelib/fran0922.csv