User:The Compliance Officer

FAIS COMPLIANCE

The Financial Advisory and Intermediary Services Act, No. 37 of 2002 (the "FAIS Act)

What is 'FAIS Compliance'

Who are the 'Financial Services Board' ('FSB') http://www.fsb.co.za

'''What does the 'FAIS Ombud' do? http://www.http://www.faisombud.co.za'''

What is the 'FAIS Code of Conduct'?

What are 'Authorised Financial Services Providers'? ('FSP's)

What is a 'FAIS Representative'?

What is 'financial advice?'

What are 'intermediary services'?

What does 'complaint' mean?